📥 MHI Compliance Checklist - Save as PDF

Use this checklist to track your compliance progress

MHI Compliance Checklist

Your Essential Guide to Meeting 2026 Regulatory Deadlines

Updated January 2026 15-Point Checklist

⚠️ CRITICAL DEADLINE

January 31, 2026

Safety Report (Annexure D), MIPP, and Operating License Application due

MHI Notification

Risk Assessment

License Applied

📅 Key Deadlines Timeline
Jan 2024
Emergency Plans
(SANS 1514)
Jan 2025
Updated
Notifications
!
Jan 2026
Safety Report
+ License
Ongoing
5-Year
Reviews
1️⃣ Initial Registration & Screening

Determine MHI Status

Calculate if your facility meets MHI thresholds using substance quantities and the aggregation formula.

Ref: MHI Regulations 2022, Schedule 1
Required

Submit MHI Notification

Notify the Provincial Director of Employment and Labour using the prescribed form (Annexure A).

Ref: MHI Regulations, Regulation 4
Required

Engage an Approved Inspection Authority (AIA)

Appoint a registered AIA to conduct your risk assessment. Verify their CI MHI registration number.

Ref: MHI Regulations, Regulation 6
Required
2️⃣ Risk Assessment (SANS 1461)

Gather Documentation

Prepare P&IDs, PFDs, equipment lists, SDSs, operating procedures, and incident records for AIA review.

Ref: SANS 1461, Section 5
Required

Complete HAZOP Study

Conduct systematic hazard and operability study with qualified facilitator and multidisciplinary team.

Ref: SANS 1461, Section 6.2
Required

Quantitative Risk Assessment (if required)

QRA modeling for consequence and frequency analysis. Required for facilities with significant off-site risk potential.

Ref: SANS 1461, Section 6.3
Conditional

Implement Critical Recommendations

Address all high-priority findings from HAZOP and QRA before Safety Report submission.

Ref: SANS 1461, Section 7
Required
3️⃣ Documentation Requirements

Major Incident Prevention Policy (MIPP)

Develop comprehensive policy covering management commitment, resources, and safety management system.

Ref: MHI Regulations, Regulation 5
Required

Safety Report (Annexure D)

Complete detailed safety report documenting risk assessment, safeguards, and emergency procedures.

Ref: MHI Regulations, Regulation 9
Required

Emergency Response Plan (SANS 1514)

Updated on-site and off-site emergency response plan aligned with SANS 1514 requirements.

Ref: SANS 1514, MHI Regulations 8
Required

AIA Certification/Endorsement

Obtain formal endorsement from your Approved Inspection Authority certifying compliance.

Ref: MHI Regulations, Regulation 6
Required
4️⃣ Submission & Licensing

Submit Operating License Application

Lodge application with Provincial Director including all required documentation and fees.

Ref: MHI Regulations, Regulation 10
Required

Submit Safety Report to Department

File Safety Report (Annexure D) with supporting documentation to Department of Labour.

Ref: MHI Regulations, Regulation 9
Required

Coordinate with Local Authority

Share emergency plan with local municipality disaster management for off-site coordination.

Ref: MHI Regulations, Regulation 8
Required

⚠️ Non-Compliance Penalties

R5 Million
Maximum Fine
24 Months
Imprisonment
Shutdown
Operations Suspended

📋 Your Compliance Summary

📝
Items Completed: ___ / 15 Track your progress
📅
Target Submission Date: ________ Plan at least 2-3 months ahead
👤
AIA Contact: ________________ Your inspection authority
📞
DoL Ref: ________________ Your notification reference